Regulatory Governance

In our experience, the companies that we have investigated or responded to, either lacked, tested or managed their IT Risk Management Plans. In many cases they had the right intentions but the necessary experience was missing. By creating a long term strategy, we help minimize and justify costs associated with you plans.

Our industry experience runs the gambit. Through our experience with financial institutions we have worked closely with FDIC, NCUA, FTC and NACHA. Between the various banks, credit unions, credit card companies, mortgage, processing agencies, wire transfers and ATM providers-we have experience.

In the insurance industry we have worked in many realms as well. NAIC audits, for private mortgage, auto insurance, private client and benefits.

We have extensive experience in the public accounting realms well as Information Technology and Investigations. We utilize AICPA best practices as well as the PCAOB. We work with partners (when attestation is needed) to deliver SAS 70 work, internal audit, valuation and forensic accounting. We staff augment several local CPA firms when the need for an IT specialist in their risk based approach is needed.

We have extensive expertise within legal and law enforcement, health care (HITECH), state and local government, federal government (FERC/NERC) and manufacturing.

In each of these areas we have referenced work and will disclose on an as needed basis.
Unlike many out there we do not base our experience on a "one and done" mantra. We are familiar with the needs in the above organizations and work our solutions to keep governance, regulatory and business needs as our foundation.


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